按Enter到主內容區
:::

以巨量資料分析觀點探討受保護管束者再犯風險評估工具之研究

  • 發布日期:
  • 最後更新日期:111-07-27
  • 資料點閱次數:469

● 主管機關:法務部

● 執行機構:國立台灣科技大學建築系 

● 研究期間:10807 ~ 10905

● 中文關鍵字:

受保護管束者;再犯預測;資料探勘;類神經網路;風險評估 

● 英文關鍵字:

Probationer/Parolees;Recidivism Prediction;Data Mining; Artificial Neural Networks;Risk Assessment 

● 中文摘要:

我國法務部統計資料顯示,刑事案件執行社區處遇主要以觀護整體案件增長最為 明顯,其中保護管束案件最為大宗。以 2006 年為例,地方檢察署年度執行保護管束案 件共計 23,807件,迭至 2016年各地方檢察署年度執行保護管束案件高達 37,584件,10 年間漲幅將近1.6倍。然而,其中就保護管束期間再犯經判決有期徒刑確定者,2009年 假釋絕對撤銷(再犯判決確定)比率為 7.97%,而到了 2018 年假釋絕對撤銷(再犯判決確 定)比率為 13.1%,比較 2009 年至 2018 年間因再犯判決確定撤銷假釋增長速度較假釋 出監人數增長率高,即假釋受刑人回流監獄的速度較流出快,顯見假釋出獄受刑人之 社會適應狀況並未如預期。又近年來在監受刑人數量持續維持 5萬 5千多名且約莫 7成 受刑人屬前科累/再犯者,使得撤銷假釋回獄人數的增加讓監獄超收問題與再犯問題 日益嚴重。 受保護管束者之再犯問題除影響社會安全、矯正機關超額收容等問題外,對於觀 護人工作量亦有相當程度影響。2011 年至 2017 年各地檢署觀護人介於 214 人至 228 人 間, 惟觀護工作中之保護管束列管核心個案案件,由 2012 年底 2,900 件增至 2018 年底 3,762 件,平均每月每位觀護人需執行 248 人次,經法務部統計數字可見觀護人執行受 保護管束案件工作日漸繁重。因此,降低受保護管束者再犯可能性並試圖緩解矯正機 關超額收容問題,預測受保護管束者再犯風險評估研究為犯罪預防主要方向。 我國警政相關大數據目前應用之實例範圍在於破案及偵查,鮮少針對受保護管束 者再犯風險行為預測或以觀護人為主體建置相關評估工具之研究。故本研究主旨在於 建構一套本土化受保護管束者再犯風險評估工具,研究初期蒐集國內外相關犯罪預防 文獻並彙整其再犯因子,透過專家問卷應用模糊德菲法(Fuzzy-Delphi)統計分析篩選出 影響受保護管束者之核心再犯因子,以此為基礎運用巨量資料(Big Data)分析技術將近 十年來我國法務系統中受保護管束者相關資料,透過資料探勘(Data Mining)之關聯規 則挖掘並分析變項與再犯因子之間的關聯性,後利用類神經網路(Artificial Neural Network)建置預測再犯風險機率及再犯風險評估工具,其研究成果藉以協助觀護人與 相關社區處遇人員之臨床工作,提供客觀參考依據,建立決策分析支援模式,以發揮 犯罪風險管理效能,有效降低再犯,維護公眾安全。 研究發現: 1. 研究初期經模糊德菲法取得專家共識後,彙整之再犯風險評估指標共有 6 構面,13 項評估因子:犯罪類型、服刑次數、前科紀錄、初犯年齡、釋放 年齡、服刑期間違規紀錄、撤銷保護管束或假釋紀錄、年齡、性別、家人 曾被監禁紀錄、居住地、嗜酒或用毒紀錄、情緒與精神狀況。 2. 根據巨量資料分析顯示,與受保護管束者犯罪關聯性最高之因子為:「初 次保護管束期滿年齡」、「初次履行保護管束年齡」、「年齡」、「性 別」、「服刑次數」、「前科次數」、「戶籍地」、「犯罪類型」,對於 此八種再犯因子應特別關注。 3. 以近十年受保護管束者之案例進行類神經系統訓練,高關聯性再犯因子做 為輸入層,而受保護管束期間再犯與否因子作為輸出層,並設定 70%的案 件作為訓練案例,30%的案件作為測試案例,經驗證在訓練結果與測試結 果之準確率皆達 73%。 本研究結合專家座談會建議如下: 1. 本研究資料來源於法務部資訊處彙整之「檢察機關案件管理系統」、「獄 政系統」及「刑案系統」,資料分析過程發現許多資料庫欄位有空值數過 高現象,亦含有誤植欄位;此外,部分資料欄位僅存觀護人手寫紙本,並 無電子化趨勢。本研究建議應建置觀護系統相關資料庫,方便觀護人建置、 存取受保護管束者資料,且法務部各系統間應有標準格式以利大數據應用。 2. 針對低度再犯之受保護管束者宣導法治觀念、減低報到次數、予與其書面 報到等多元化監督輔導措施;中度再犯受保護管束者加強法治觀念及報到 次數、不定期尿液採檢、複數監督等;對高再犯受保護管束者採取加強報 到次數、採驗尿液、管區報到、協助工作穩定及生活重心、複數監督甚至 施以監控等。為增加效率亦減少觀護人工作量,應予配合現行榮譽觀護人 制度及社福單位或轉介其他社會資源進行協助。 3. 本研究之再犯風險評估工具係經大數據取得再犯預測機率,惟實務上仍須 視觀護人專業及經驗評估不同個案條件後採取方能達到較好的效果。 

● 英文摘要:

Statistics from the Ministry of Justice of the Republic of China show that the implementation of community-based interventions in criminal cases is the most clearly evidenced by increases in the number of parole cases. In 2006, for example, the overall number of annual parole cases being handled by the district prosecutors office was 23,807. By 2016, there were 37,584 annual parole cases being handled by the district prosecutors office -- an increase of nearly 1.6 times in 10 years. However, with respect to repeat offenders on parole who had been given a determinate sentence, the 2009 parole absolute revocation (recidivism verdict determined) rate was 7.97 percent, and by 2018 the parole absolute revocation (recidivism verdict determined) rate was 13.1 percent; compared with the number of parole revocations due to recidivism from 2009 to 2018, which increased at a faster rate than the parole release rate. Meaning the speed of parolees returning to prison was quite high. Obviously the successful reintegration of parolees into society has not been not going as expected, and the number of prisoners has been hovering at more than 55,000 for the past few years. About 70 percent of the inmates are second offenders or recidivists, and the increase in the number of people having their parole revoked and returning to prison has made the prison overcrowding and recidivism increasingly serious issues. Besides affecting societal safety and causing overcrowding in correctional institutions, parolee recidivism has had a considerable impact on probation officer workload. From 2011 to 2017 the number of officers at district prosecutor offices has ranged from 214 to 228. However, the number of individual core cases of parolee monitoring work has increased from 2,900 at the end of 2012 to 3,762 at the end of 2018, with each probation officer being required to monitor an average of 248 individuals. It can be seen from Ministry of Justice figures that probation officer’s casework load is becoming increasingly arduous as time goes on. Therefore, reducing the possibility of recidivism amongst parolees through prediction and trying to alleviate prison overcrowding is the primary orientation in research on the subject of crime prevention involving re-offending parolees. The examples of Taiwan's current application of big data in policing are from crime detection and investigation, yet there is scant research on the prediction of parolee recidivism risk or a body of research created through the construction of related evaluation tools. The main purpose of this study is to construct a set of localized recidivism risk assessment tools, research and collect relevant crime prevention documents from Taiwan and abroad to consolidate recidivism factors into one body, and utilize expert questionnaires in the application of the Fuzzy Delphi Method of statistical analysis to screen out the core recidivism factors affecting the parolees. Founded on Big Data analysis technology, the information on parolees from the Taiwanese legal system over the past decade will be used to mine and analyze the correlations between variables and recidivism factors through the associative data exploration. Thereafter, Artificial Neural Networks will be utilized to establish a tool to predict high-risk behaviours and assess recidivism risk. The research results can then assist the technical work of probation officers and community interventionists by providing an objective reference, and establish a decision-making analysis support model with which to achieve effective crime risk management and effectively reduce recidivism, thereby maintaining public safety. The study founded that: 1. In the early stage of this study, consensus among experts was reached by Fuzzy Delphi Method, and the index of evaluation for recidivism risks consisted of 6 dimensions and 13 evaluation factors. The 13 evaluation factors included: type of crime, number of times of imprisonment, criminal records, age of onset of offending, age at release, violation records in prison, record of protective control or parole revoked, age, gender, imprisonment record of family members, area of residence, record of alcoholism or abuse of drugs, as well as emotional and mental state. 2. Big data analysis showed that, the factors which showed highest correlations with recidivism of offenders under protective control included age at first expiry of protective control, age at first commencement of protective control, age, gender, number of times of imprisonment, number of criminal records, area of household registration and type of crime. The 8 factors of recidivism mentioned are worthy of special attention. 3. Cases of offenders under protective control in the last ten years were put through artificial neural system training, with high correlation recidivism factors as the input layer, and the factor of whether the offender recidivated under protective control as the output layer. 70% of the cases were used as training cases, while 30% of the cases were used as testing cases. It was verified that both the results of training and testing showed accuracies of 73%. After discussions on expert symposiums, this study has the following suggestions: 1. The data for this study was drawn from the “case management system of prosecutor office”, “prison administration system” and “criminal case system”, collected and collated by Department of Information Management, Ministry of Justice. Throughout the process of data analysis, many fields in the database were found to be in null value, in a frequency that was considered too high, and there were many typographical errors. In addition, some of the fields only contain handwritten scripts by the probation officers, and there was no tendency to digitalize the records. This study suggests to set up a relevant database for probation system, for the convenience of probation officers to input and retrieve data of offenders under protective control. Different systems of Ministry of Justice should follow a standard format to facilitate application of big data. 2. Offenders under protective control with low level of recidivism should be treated with diverse supervision and counselling measures, including education to enhance law awareness, reducing frequency of report, and allowing them to report in writing. For offenders under protective control with middle level of recidivism, on top of enhancing law awareness, they should be bound by increased frequency of report, irregular urine tests and multiple supervision. Offenders under protective control with high level of recidivism should be requested to increase frequency of report and urine test, and report to local police. The authorities should assist them to achieve job stability, securing core of lives, while implementing multiple supervision or even monitor their acts. To increase efficiency and reduce the workload of probation officers, the authorities should cooperate with the current system of volunteer probation officers and social welfare units, while enlisting help from other social resources. 3. The recidivism risk assessment tool in this study generated predictions for recidivism risks from big data, but in practice, probation officers should employ their professions and experiences to evaluate various conditions in the cases, to decide on options for better outcomes. 

● 文章連結:

https://www.grb.gov.tw/search/planDetail?id=13148836

● 資料來源:

GRB政府研究資訊系統

回頁首